The Kueser Law Firm is currently investigating the following matters. If you believe you have been the victim of these practices, please complete the contact form to the right or call us at (816) 374-5865.
Churning
Churning occurs when a financial advisor buys and sells investments, such as stocks, in your account for the sole purpose of generating excessive commissions.
Stockbroker and Financial Advisor Misconduct
There are various forms of stockbroker misconduct, including breach of fiduciary duty, securities and investment fraud, unsuitable investments, and unauthorized trading.